Elder Financial Abuse - Seven Key Elements to Combat Financial Abuse

Elder financial abuse has existed for as long as elderswith all other remedies allowed. Now, attorneys are
have owned property and money. This article willmore likely to accept such cases and devote the
discuss seven key elements to identify and combattime and energy needed to litigate.
elder financial abuse, and to recover what wasTo prove an EADACPA claim, it must be shown by
wrongfully taken."clear and convincing" evidence that the defendant's
Key # 1: Ageacts were done with "malice, oppression, fraud or
In California, an "elder" is defined as someone 65recklessness". This is a much higher burden of proof
years of age or older. Age is an important factorthan the standard of a "preponderance of the
because an "elder" is entitled to the remediesevidence" that is required in most other civil cases.
provided under the Elder Abuse and Dependent AdultHowever, a successful EADACPA claim will allow
Civil Protection Act, known as "EADACPA".recovery of special damages, general damages,
Key # 2: Mental Capacitypunitive damages, attorney fees and costs, as well
Probate Code 811 provides a list of mental categoriesas the potential for "enhanced remedies".
that a psychologist or medical doctor can use toKey 5: Common types of elder financial abuse
assess an elder's mental capacity. When you read thisElder abuse occurs in a myriad of ways. Somewhat
statute, you might think that you'd need a Master'sironically, the majority of perpetrators are the ones
Degree in order to pass this "test". It covers suchto whom the elder often devoted his/her life to: their
assessments as logical thinking, analytical ability, andchildren.
memory. However, a poor score in any one categoryFinancial powers of attorney are a classic form of
does not warrant a determination that the elder lacksfinancial abuse. Given this document, the "agent" can
sufficient mental capacity.perform any financial transaction that the elder could,
In elder financial abuse cases, the mental capacityincluding mortgaging or selling the home and
assessment must be focused in the context of awithdrawing money from bank accounts. Placed into
particular transaction, and the conclusion will bethe wrong hands, this document can become a
whether or not the elder possessed mental capacity"license to steal".
at the time of the transaction.Often, the elder signed the power of attorney many
For example, the question may be whether an elderyears ago and has forgotten all about it. Or, the bad
had the mental capacity to sign a grant deed thatson or daughter simply tricks their aging parent into
transferred title of a home to a caregiver. Insigning.
performing the mental capacity evaluation, theA typical scenario involves a son or daughter who
psychologist or psychiatrist will make thisuses manipulation and trickery to have title to the
determination based upon the elder's performanceelder's home transferred. Often the home is owned
when the assessment is given.outright, and the perpetrator can easily obtain an
The bottom line purpose of the test: At the time theequity line of credit or other type of loan.
elder signed the Grant Deed, did s/he have theUnfortunately, these loans are often defaulted on for
mental capacity to understand that title to the homenon-payment, leaving the elder to face eviction
was being transferred to the caregiver?proceedings -- totally unaware of how they became
This can be a challenging task for the evaluator,a victim.
particularly when the Grant Deed was signed threeKey # 6: Civil and Criminal Litigation
years or more prior to the mental evaluation. It thenFortunately, there are remedies available. Many of
becomes a forensic evaluation, and the mentalthese cases are both civil and criminal in nature.
capacity issue may have to be determined by aPenal Code Section 368 is very similar to the
review of the elder's medical and/or psychologicalEADACPA statute, and can be prosecuted by the
records during the months leading up to the date theDistrict Attorney's Office -- if they have the
Grant Deed was signed. Sometimes, no such recordsresources and personnel. California mandates that
exist and the evidence of mental incapacity must beeach county have an elder abuse prosecution unit;
obtained from other sources.however, some counties lack sufficient funds and can
Key # 3: Identifying Elder Financial Abuse -- Unduespare only one deputy district attorney to handle all
Influenceof the cases. They are often overwhelmed and
First of all, not all "influence" is undue. A wife of 40unable to promptly respond.
years certainly "influences" her husband, and viceCivilly, these cases can be brought under the
versa. There is nothing inherently wrong with thisEDACPA statues. If the client is 70+ years old, then
type of influence.a motion for preferential setting can be brought that
The type of influence that is "undue" takes placerequests a quick trial date. If granted, then a trial
when one person takes advantage of another'smust take place within 120 days.
weaker state of mind. There are statutes andKey # 7: Recovery of property & money
numerous cases that provide both definitions andActing quickly is critical. Action must be taken
factual backgrounds to illustrate various scenariosimmediately to stop the perpetrator from stealing
when such undue influence was used to manipulateany more property or money.
and coerce an elder into unknowingly parting withIf title to a home has been transferred, then a Notice
their property and money.of Pending Real Property Claim (lis pendens) must be
Key # 4: Combating Elder Financial Abuse --recorded with the County Recorder's Office where
EADACPAthe real property is located. Remember, this is a
The EADACPA statutes, under the Welfare &notice of a "pending claim". The "pending claim" is the
Institutions Code, provide nearly every remedy undercivil lawsuit that has been filed with the Court. There
the sun. Interestingly, EADACPA was enacted tomust be a pending court case (challenging ownership
provide an incentive for lawyers to take on elderto the property) before a lis pendens can be
abuse cases. Before EADACPA, attorneys wererecorded.
reluctant to accept such cases because their clientsIf the bad guy is making withdrawals from bank
were often of ill-health and would sometimes dieaccounts, then the bank must immediately be
before their case went to trial. The right to recovernotified. Remember: all bank employees are now
"general damages" for pain and suffering would also"mandated reporters" and must alert law
die. A lawyer may have worked hundreds of hoursenforcement when elder financial abuse is reasonably
on the case, and then "lose" because his client passedsuspected.
away before trial.Understanding these seven key elements will assist
However, under EADACPA, the case continues evenelders, their family and loved ones to prevent financial
if the elder passes away during litigation. The elder'sabuse and to take quick action to recover property
family (successor in interest) is entitled toand money when such abuse has already occurred.
post-mortem recovery for pain and suffering, along